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Service Fees & Charges

Service Fees & Charges

Securities Trading Services

Item Charges (%) Minimum (US$) Maximum (US$)
Commission for Phone-in Trade* 0.20 $20 -
Commission for Internet Trade* 0.15 $18 -

All information is subject to change without prior notice.

Pre-market and Extended Trading Section

Item Charges (%) Minimum (US$) Maximum (US$)
Commission for Phone-in Trade* 0.20 $25 -
Commission for Internet Trade* 0.15 $23 -

Commission rate shown above is applicable to our company's direct clients only. For AE clients, commission rate is negotiable with their AE.

*   Commission is calculated separately for each side and trading channel. Commission rate is charged for every partial or fully executed trade individually.

If "all session" is selected, commission rate will be charged according to the fill time of the order. For orders that are partially filled during pre-market/ post-market session, the commission rate is charged as pre-market and extended trading section.

All information is subject to change without prior notice.

Account Services

Item Charges (US$) References
Custody Fee and Dormant Account Fee Free -
Dividend Collection Fee Free Deduct 30% as the US dividend tax before credit to the client’s account
Non-DTC stock charges Based on different stocks and total shares traded Trading Non-DTC stock**, clients are responsible to pay all the clearing charges related to the trade and such charges could exceed the total trading amount
DTC Settlement Instruction Stock Deposit: Free
Stock transfer to other brokers: US$50 per stock
Minimum Charges: US$150
ADR Pass-through Fees Minimum USD 0.01 per share -
Corporate Action Fees All fees are borne by clients -
Account Overdue Interest Bank Prime Rate + 5% -
Request For Statements Within past 6 months: Free of Charge
Beyond past 6 months up to the 7th year: US$3.0 per page
-

**  Please refer to our webpage for non-DTC stock information, the accuracy of all information subject to our company's and clearing agent's final announcement.

All information is subject to change without prior notice.

Service Hotline

Department Services Time (HK Time) Phone Number
Global Stock Hotline 7:00 p.m. – 5:30 a.m.
(Summer Time)
8:00 p.m. – 6:30 a.m.
(Winter Time)
(852) 2500 9290
Customer Services Hotline 8:30 a.m. - 6:30 p.m. (852) 2500 9199

All information is subject to change without prior notice.

US Stock Trading Particulars

  • Subject to the requirement of SFC, all the conversations will be taped for clients' enquiries.
  • Clients need to have sufficient fund prior to any order placement, and / or adequate qualifying securities holding in either Hong Kong or US stock accounts.
  • Chief Group shall have the right to dispose any or all securities held on behalf of clients, if clients commit default in payments on the due date. The overdue interest is Bank Prime Rate + 5%.
  • Clients should provide the following information when placing the order by phone:
    • Account Number (For Example M1234) & Account Name
    • Buy or Sell
    • Stock Symbol / Price / Quantity (Please contact the trader if you are not sure the stock symbol)
  • Unless the order(s) has been canceled, otherwise the order(s) will be valid until US stock market close. (except for GTD order)
  • After completion of an order, we will notify clients as soon as possible. In case, there is no confirmation received within the day, Clients are recommended to call us and check their order status. (Daytime Enquiry Hotline: 2500 9199).
  • Trading Non-DTC stocks** Clients are responsible to pay all the clearing charges related to the trade and such charges could exceed the total trading amount. Please refer to Non DTC securities list.
  • If there is any amendment for order price, there would be a new order replace the old one, and the commission would be charged accordingly.

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